Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXTicker | Value | Shares | Price | Security | Type | Insider | Title | Return | Flags | Date |
|---|---|---|---|---|---|---|---|---|---|---|
| No transactions found | ||||||||||
Insider trading at Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) refers to stock transactions executed by corporate insiders—officers, directors, and shareholders owning more than 10% of the company. Over the past 90 days, 2 insiders have filed 3 transactions totaling $31.3K in trading activity. The most active insider is Gifford R. Zimmerman (Executive), contributing $31.3K across 2 transactions.
Nuveen Dow 30sm Dynamic Overwrite Fund insiders are currently net sellers of DIAX stock, showing neutral sentiment over the past 90 days. Total sales of $17.2K outpace purchases of $14.1K, creating a net outflow of $3.1K.
Nuveen Dow 30sm Dynamic Overwrite Fund has 2 active insiders who have filed SEC Form 4 transactions in the past 90 days. Gifford R. Zimmerman (Executive) leads with 2 transactions totaling $31.3K. Fund Advisors, Llc Nuveen (Executive) follows with 1 transactions worth $16. Open-market purchases require insiders to invest their own capital, demonstrating genuine conviction.
The Insider Alignment Score measures the ratio of buying to selling activity on a 0-100 scale. Nuveen Dow 30sm Dynamic Overwrite Fund's current score of 45/100 indicates neutral insider sentiment. Scores between 40-60 represent neutral or mixed activity. With $14.1K in purchases and $17.2K in sales, no strong directional conviction is evident.
The most recent insider transaction occurred on Nov 30, 2021, when R. Zimmerman Gifford (Executive) disposed of 1,000 shares at $17.19 per share for $17.2K. This appears to be a discretionary trade.
Based on SEC Form 4 filings from the past 90 days, DIAX insider trading sentiment is currently neutral with an Alignment Score of 45/100. The balanced activity—$14.1K bought vs $17.2K sold—suggests no strong consensus among insiders.
SEC Form 4 is the primary disclosure mechanism for insider trading at publicly traded companies like Nuveen Dow 30sm Dynamic Overwrite Fund. Corporate insiders must file within two business days of any transaction, making it one of the most timely sources of executive sentiment. At DIAX, we track all Form 4 filings—currently showing 3 transactions from 2 insiders over 90 days.
A 10b5-1 plan allows Nuveen Dow 30sm Dynamic Overwrite Fund executives to pre-schedule stock sales when they don't possess material non-public information. At DIAX, approximately 0% of recent transactions are 10b5-1 trades. Most trading activity at DIAX appears discretionary, making insider signals more meaningful.
You can monitor Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) insider trading activity on this page, which updates within hours of new SEC Form 4 filings. We track all 2 active insiders and provide real-time transaction feeds, the Alignment Score, 10b5-1 vs. discretionary breakdowns, and direct links to SEC EDGAR filings.
Insider trading at Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) refers to stock transactions made by corporate insiders—executives, directors, and beneficial owners holding more than 10% of shares. These individuals must report trades to the SEC within two business days. Currently, 2 insiders are actively trading DIAX stock, having executed 3 transactions in the past 90 days. The most active insider is Gifford R. Zimmerman (Executive), with 2 transactions totaling $31.3K.
Our Alignment Score measures the ratio of insider buying to selling on a scale of 0-100. A score above 70 indicates strong bullish sentiment, while below 30 suggests bearish activity. Nuveen Dow 30sm Dynamic Overwrite Fund's current score of 45/100 indicates neutral sentiment with balanced buying and selling activity. This is calculated from $14.1K in purchases versus $17.2K in sales over 90 days, resulting in a net flow of -$3.1K.
SEC Form 4 filings are mandatory reports that Nuveen Dow 30sm Dynamic Overwrite Fund insiders must submit within 2 business days. Each filing includes the insider's name, relationship, transaction type, shares, and price. Transaction codes: P (purchase), S (sale), A (award), M (option exercise), G (gift). At DIAX, the most common type is "S" with 2 occurrences. The most recent Form 4 was filed on Nov 30, 2021 by R. Zimmerman Gifford.
Rule 10b5-1 allows corporate insiders to establish pre-scheduled trading plans when they don't possess material non-public information. At Nuveen Dow 30sm Dynamic Overwrite Fund, approximately 0% of recent transactions are executed under 10b5-1 plans, while 100% appear to be discretionary trades. The low percentage means most insider activity at DIAX represents discretionary decisions with more informational value.
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