Nicholas-Applegate Equity & Convertible Income Fund
NIETicker | Value | Shares | Price | Security | Type | Insider | Title | Return | Flags | Date |
|---|---|---|---|---|---|---|---|---|---|---|
| No transactions found | ||||||||||
Insider trading at Nicholas-Applegate Equity & Convertible Income Fund (NIE) refers to stock transactions executed by corporate insiders—officers, directors, and shareholders owning more than 10% of the company. Over the past 90 days, 13 insiders have filed 70 transactions totaling $1.3M in trading activity. The most active insider is Douglas Forsyth (Executive), contributing $850.0K across 50 transactions.
Nicholas-Applegate Equity & Convertible Income Fund insiders are currently net buyers of NIE stock, showing neutral sentiment over the past 90 days. Executives have purchased $688.6K while selling $577.9K, resulting in a positive net flow of $110.7K. This buying activity represents 54% of total transaction volume.
Nicholas-Applegate Equity & Convertible Income Fund has 13 active insiders who have filed SEC Form 4 transactions in the past 90 days. Douglas Forsyth (Executive) leads with 50 transactions totaling $850.0K. William Stickney (Executive) follows with 7 transactions worth $127.0K. Open-market purchases require insiders to invest their own capital, demonstrating genuine conviction.
The Insider Alignment Score measures the ratio of buying to selling activity on a 0-100 scale. Nicholas-Applegate Equity & Convertible Income Fund's current score of 54/100 indicates neutral insider sentiment. Scores between 40-60 represent neutral or mixed activity. With $688.6K in purchases and $577.9K in sales, no strong directional conviction is evident.
The most recent insider transaction occurred on Jun 28, 2023, when C. Burke Donald (Executive) acquired 719.54 shares at $20.85 per share for $15.0K. This appears to be a discretionary trade.
Based on SEC Form 4 filings from the past 90 days, NIE insider trading sentiment is currently neutral with an Alignment Score of 54/100. The balanced activity—$688.6K bought vs $577.9K sold—suggests no strong consensus among insiders.
SEC Form 4 is the primary disclosure mechanism for insider trading at publicly traded companies like Nicholas-Applegate Equity & Convertible Income Fund. Corporate insiders must file within two business days of any transaction, making it one of the most timely sources of executive sentiment. At NIE, we track all Form 4 filings—currently showing 70 transactions from 13 insiders over 90 days.
A 10b5-1 plan allows Nicholas-Applegate Equity & Convertible Income Fund executives to pre-schedule stock sales when they don't possess material non-public information. At NIE, approximately 0% of recent transactions are 10b5-1 trades. Most trading activity at NIE appears discretionary, making insider signals more meaningful.
You can monitor Nicholas-Applegate Equity & Convertible Income Fund (NIE) insider trading activity on this page, which updates within hours of new SEC Form 4 filings. We track all 13 active insiders and provide real-time transaction feeds, the Alignment Score, 10b5-1 vs. discretionary breakdowns, and direct links to SEC EDGAR filings.
Insider trading at Nicholas-Applegate Equity & Convertible Income Fund (NIE) refers to stock transactions made by corporate insiders—executives, directors, and beneficial owners holding more than 10% of shares. These individuals must report trades to the SEC within two business days. Currently, 13 insiders are actively trading NIE stock, having executed 70 transactions in the past 90 days. The most active insider is Douglas Forsyth (Executive), with 50 transactions totaling $850.0K.
Our Alignment Score measures the ratio of insider buying to selling on a scale of 0-100. A score above 70 indicates strong bullish sentiment, while below 30 suggests bearish activity. Nicholas-Applegate Equity & Convertible Income Fund's current score of 54/100 indicates neutral sentiment with balanced buying and selling activity. This is calculated from $688.6K in purchases versus $577.9K in sales over 90 days, resulting in a net flow of $110.7K.
SEC Form 4 filings are mandatory reports that Nicholas-Applegate Equity & Convertible Income Fund insiders must submit within 2 business days. Each filing includes the insider's name, relationship, transaction type, shares, and price. Transaction codes: P (purchase), S (sale), A (award), M (option exercise), G (gift). At NIE, the most common type is "P" with 40 occurrences. The most recent Form 4 was filed on Jun 28, 2023 by C. Burke Donald.
Rule 10b5-1 allows corporate insiders to establish pre-scheduled trading plans when they don't possess material non-public information. At Nicholas-Applegate Equity & Convertible Income Fund, approximately 0% of recent transactions are executed under 10b5-1 plans, while 100% appear to be discretionary trades. The low percentage means most insider activity at NIE represents discretionary decisions with more informational value.
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