SWS GROUP INC (SWS) is a publicly traded company in the Unknown sector. Across all available filings, 34 corporate insiders have executed 977 transactions totaling $36.2M, demonstrating a bullish sentiment with $1.5M in net insider flow. The most recent transaction on Jan 1, 2015 involved a sale of 6,314,361 shares valued at $0.
No significant insider buying has been recorded for SWS in the recent period.
No significant insider selling has been recorded for SWS in the recent period.
Based on recent SEC filings, insider sentiment for SWS is bullish with an Insider Alignment Score of 52/100 and a net flow of $1.5M. Insiders are accumulating shares, which historically signals confidence in the company's future performance.
Insider trading at SWS GROUP INC (SWS) refers to stock transactions made by corporate insiders—executives, directors, and beneficial owners holding more than 10% of the company's shares. These individuals have access to material non-public information and are required by law to report their trades to the SEC within two business days. Currently, 34 insiders are actively trading SWS stock, having executed 977 transactions in the past 90 days. The most active insider is Gerald J. Ford (Executive), who has made 21 transactions totaling $57.7M.
Get notified when executives and directors at SWS file new Form 4 transactions
Date | Insider | Title | Type | Shares | Price | Value | Flags |
|---|---|---|---|---|---|---|---|
| Jan 1, 2015 | Capital Management Partners Iii, L.p. Oak Hill | Executive | Sale | 6,314,361 | $N/A | $0 | |
| Jan 1, 2015 | Capital Management Partners Iii, L.p. Oak Hill | Executive | Sale | 207,378 | $N/A | $0 | |
| Jan 1, 2015 | Capital Management, Llc Oak Hill | Executive | Sale | 19,925 | $N/A | $0 | |
| Jan 1, 2015 | R. Tubb Allen | Executive | Disposition | 37,433 | $N/A | $0 | |
| Jan 1, 2015 | R. Tubb Allen | Executive | Disposition | 10,288 | $N/A | $0 | |
| Jan 1, 2015 | Leland Daniel | Executive | Disposition | 40,000 | $N/A | $0 | |
| Jan 1, 2015 | Leland Daniel | Executive | Disposition | 16,461 | $N/A | $0 | |
| Jan 1, 2015 | Leland Daniel | Executive | Disposition | 100,910 | $N/A | $0 | |
| Jan 1, 2015 | Michael Edge Joseph II | Executive | Disposition | 2,084 | $N/A | $0 | |
| Jan 1, 2015 | Michael Edge Joseph II | Executive | Disposition | 10,288 | $N/A | $0 | |
| Jan 1, 2015 | H. Ross James | Executive | Disposition | 41,152 | $N/A | $0 | |
| Jan 1, 2015 | H. Ross James | Executive | Disposition | 33,000 | $N/A | $0 | |
| Jan 1, 2015 | H. Ross James | Executive | Disposition | 249,843 | $N/A | $0 | |
| Jan 1, 2015 | Leventhal Laura | Executive | Disposition | 12,576 | $N/A | $0 | |
| Jan 1, 2015 | H. Litton Richard | Executive | Disposition | 111,527 | $N/A | $0 |
| TYPE | COUNT | VALUE | % |
|---|---|---|---|
Exercise (Options)(X) | 33 | $139.3M | 79.1% |
Purchase(P) | 102 | $18.8M | 10.7% |
Sale(S) | 553 | $17.4M | 9.9% |
Exercise(M) | 6 | $276.4K | 0.2% |
Payment(F) | 69 | $156.2K | 0.1% |
Conversion(C) | 2 | $117.4K | 0.1% |
Disposition(D) | 30 | $0 | 0.0% |
Other(J) | 7 | $0 | 0.0% |
Award(A) | 134 | $0 | 0.0% |
Gift(G) | 16 | $0 | 0.0% |
Small Acquisition(L) | 25 | $0 | 0.0% |
Insider activity at SWS GROUP INC shows mixed signals across all time. While $18.8M in purchases indicates some executive confidence,$17.4M in sales balances the picture, resulting in a modest net flow of $1.5M.34 insiders have been active, with no strong directional conviction evident in the aggregate data. The most active insider, Gerald J. Ford, has transacted $57.7M during this period.