James M. Oates serves as Executive at STIFEL FINANCIAL CORP, where they oversee executive responsibilities. Since joining the company, James M. Oates has executed 138 insider transactions totaling $9.9M, demonstrating a bearish approach to their equity position. Their most recent transaction on Jun 2, 2021 involved selling 20,000 shares valued at $1.4M.
James M. Oates currently holds 4,996 shares of STIFEL FINANCIAL CORP (SF), valued at approximately $0. This represents their equity stake as Executive.
Based on SEC Form 4 filings, James M. Oates has been a net seller of SF stock. They have purchased $175.5K and sold $9.7M worth of shares.
James M. Oates's most recent insider trade was on Jun 2, 2021, when they sold 20,000 shares at $68.64 per share.
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| $N/A |
| Discretionary |
| Feb 22, 2021 | SF | $606.3K | Sale | 10,000 | $60.63 | Discretionary |
| Jan 12, 2021 | SF | $0 | Option Exercise | 6,004 | $N/A | Discretionary |
| Nov 9, 2020 | SF | $613.3K | Sale | 9,000 | $68.14 | Discretionary |
| Jun 5, 2020 | SF | $0 | Option Exercise | 1,900 | $N/A | Discretionary |
| Jan 2, 2020 | SF | $0 | Option Exercise | 4,076 | $N/A | Discretionary |
| Dec 20, 2019 | SF | $619.9K | Sale | 10,000 | $61.99 | Discretionary |
| Nov 21, 2019 | SF | $0 | Gift | 2,000 | $N/A | Discretionary |
| Jun 6, 2019 | SF | $0 | Option Exercise | 1,900 | $N/A | Discretionary |
| May 9, 2019 | SF | $1.2M | Sale | 20,000 | $58.61 | Discretionary |
| Jan 2, 2019 | SF | $0 | Option Exercise | 4,179 | $N/A | Discretionary |
| Jun 7, 2018 | SF | $0 | Option Exercise | 1,900 | $N/A | Discretionary |
| Dec 29, 2017 | SF | $0 | Option Exercise | 4,246 | $N/A | Discretionary |
| Nov 16, 2017 | SF | $0 | Gift | 2,000 | $N/A | Discretionary |
| Nov 10, 2017 | SF | $92.4K | Sale | 1,768 | $52.27 | Discretionary |
| Jul 31, 2017 | DSE | $14.4K | Sale | 2,000 | $7.22 | Discretionary |
| Jul 17, 2017 | ZF | $67.9K | Sale | 5,630 | $12.06 | Discretionary |
| Jul 17, 2017 | VGI | $26.7K | Sale | 1,586 | $16.81 | Discretionary |
| Jan 11, 2017 | ZTR | $33.8K | Purchase | 3,000 | $11.26 | Discretionary |
| Dec 30, 2016 | SF | $0 | Gift | 573 | $N/A | Discretionary |
| Dec 30, 2016 | SF | $0 | Gift | 573 | $N/A | Discretionary |
| Dec 30, 2016 | SF | $0 | Option Exercise | 3,768 | $N/A | Discretionary |
| Dec 5, 2016 | SF | $0 | Gift | 2,000 | $N/A | Discretionary |
| Dec 5, 2016 | SF | $252.1K | Sale | 5,000 | $50.42 | Discretionary |
| Nov 22, 2016 | SF | $251.0K | Sale | 5,000 | $50.20 | Discretionary |
| Jun 6, 2016 | DSE | $16.3K | Purchase | 2,000 | $8.15 | Discretionary |
| May 16, 2016 | DSE | $62.6K | Purchase | 8,616 | $7.26 | Discretionary |
| Jan 22, 2016 | SF | $0 | Option Exercise | 3,778 | $N/A | Discretionary |
| Dec 4, 2015 | DSE | $12.6K | Purchase | 2,000 | $6.28 | Discretionary |