James M. Oates serves as Executive at STIFEL FINANCIAL CORP, where they oversee executive responsibilities. Since joining the company, James M. Oates has executed 138 insider transactions totaling $9.9M, demonstrating a bearish approach to their equity position. Their most recent transaction on Feb 21, 2012 involved selling 19,434 shares valued at $754.0K.
James M. Oates currently holds 4,996 shares of STIFEL FINANCIAL CORP (SF), valued at approximately $0. This represents their equity stake as Executive.
Based on SEC Form 4 filings, James M. Oates has been a net seller of SF stock. They have purchased $175.5K and sold $9.7M worth of shares.
James M. Oates's most recent insider trade was on Feb 21, 2012, when they sold 19,434 shares at $38.80 per share.
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| $3.45 |
| Discretionary |
| Jan 26, 2012 | DCA | $4.8K | Purchase | 1,400 | $3.45 | Discretionary |
| Jan 26, 2012 | DCA | $16.9K | Purchase | 4,900 | $3.45 | Discretionary |
| Jan 26, 2012 | DCA | $12.4K | Purchase | 3,600 | $3.45 | Discretionary |
| Jan 17, 2012 | SF | $0 | Option Exercise | 3,984 | $N/A | Discretionary |
| May 18, 2011 | SF | $401.0K | Sale | 10,000 | $40.10 | Discretionary |
| Mar 14, 2011 | SF | $7.7K | Option Exercise | 300 | $25.50 | Discretionary |
| Feb 18, 2011 | SF | $430.3K | Sale | 5,821 | $73.93 | Discretionary |
| Jan 19, 2011 | SF | $0 | Option Exercise | 3,147 | $N/A | Discretionary |
| Aug 27, 2010 | SF | $500.9K | Sale | 11,000 | $45.54 | Discretionary |
| Mar 17, 2010 | SF | $549.7K | Sale | 10,000 | $54.97 | Discretionary |
| Feb 8, 2010 | SF | $4.0K | Option Exercise | 300 | $13.48 | Discretionary |
| Feb 8, 2010 | SF | $7.7K | Option Exercise | 300 | $25.50 | Discretionary |
| Jan 20, 2010 | SF | $0 | Option Exercise | 3,665 | $N/A | Discretionary |
| Jan 20, 2010 | SF | $0 | Option Exercise | 10 | $N/A | Discretionary |
| Jan 20, 2010 | SF | $0 | Option Exercise | 928 | $N/A | Discretionary |
| Jun 26, 2009 | SF | $4.0K | Option Exercise | 300 | $13.48 | Discretionary |
| Jun 26, 2009 | SF | $15.3K | Option Exercise | 600 | $25.50 | Discretionary |
| Jun 26, 2009 | SF | $3.7K | Option Exercise | 399 | $9.26 | Discretionary |
| Feb 17, 2009 | SF | $1.4M | Sale | 40,000 | $35.06 | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 1,286 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 242 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 128 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 510 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 257 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 253 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 250 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 59 | $N/A | Discretionary |
| Jan 20, 2009 | SF | $0 | Option Exercise | 234 | $N/A | Discretionary |