James M. Oates serves as Executive at STIFEL FINANCIAL CORP, where they oversee executive responsibilities. Since joining the company, James M. Oates has executed 138 insider transactions totaling $9.9M, demonstrating a bearish approach to their equity position. Their most recent transaction on Jan 11, 2008 involved exercising options for 32 shares valued at $0.
James M. Oates currently holds 4,996 shares of STIFEL FINANCIAL CORP (SF), valued at approximately $0. This represents their equity stake as Executive.
Based on SEC Form 4 filings, James M. Oates has been a net seller of SF stock. They have purchased $175.5K and sold $9.7M worth of shares.
James M. Oates's most recent insider trade was on Jan 11, 2008, when they sold 32 shares at $0.00 per share.
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| $N/A |
| Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 174 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 36 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 145 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 35 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 140 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 200 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 177 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 174 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 40 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 159 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 33 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 132 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 137 | $N/A | Discretionary |
| Jan 11, 2008 | SF | $0 | Option Exercise | 35 | $N/A | Discretionary |
| Jul 2, 2007 | IFIN | $0 | Disposition | 35,669 | $N/A | Discretionary |
| Feb 12, 2007 | SF | $2.1K | Option Exercise | 266 | $7.80 | Discretionary |
| Feb 12, 2007 | SF | $2.3K | Option Exercise | 266 | $8.70 | Discretionary |
| Feb 12, 2007 | SF | $3.7K | Option Exercise | 267 | $13.89 | Discretionary |
| Feb 12, 2007 | SF | $4.0K | Option Exercise | 200 | $20.22 | Discretionary |
| Feb 12, 2007 | SF | $7.7K | Option Exercise | 200 | $38.25 | Discretionary |
| Jan 19, 2007 | SF | $0 | Option Exercise | 2,938 | $N/A | Discretionary |
| Aug 21, 2006 | IFIN | $136.7K | Gift | 3,000 | $45.55 | Discretionary |
| Aug 21, 2006 | IFIN | $136.7K | Gift | 3,000 | $45.55 | Discretionary |
| Apr 11, 2006 | SF | $4.0K | Option Exercise | 200 | $20.22 | Discretionary |
| Apr 11, 2006 | SF | $8.3K | Option Exercise | 1,067 | $7.80 | Discretionary |
| Apr 11, 2006 | SF | $11.1K | Option Exercise | 1,333 | $8.34 | Discretionary |
| Apr 11, 2006 | SF | $10.6K | Option Exercise | 1,333 | $7.97 | Discretionary |
| Apr 11, 2006 | SF | $7.4K | Option Exercise | 534 | $13.89 | Discretionary |